Overview: Two Systems, Two Regulators

Australia's disability and aged care sectors are governed by entirely separate legislative frameworks, regulatory bodies, and quality standards. While there are philosophical similarities — both aim to deliver safe, high-quality, person-centred care — the practical documentation requirements differ in significant ways.

The National Disability Insurance Scheme (NDIS) is governed by the NDIS Act 2013 and regulated by the NDIS Quality and Safeguards Commission. It funds individualised supports for people under 65 (at the time of access) with permanent and significant disability. Documentation in the NDIS centres on participant choice, control, and goal-linked outcomes.

The aged care system is governed by the Aged Care Act 1997 (with the new Aged Care Act 2024 progressively taking effect) and regulated by the Aged Care Quality and Safety Commission. It provides supports and services for older Australians, with a stronger emphasis on clinical care, medical management, and daily living assistance. Documentation focuses on assessed care needs, clinical observations, and Activities of Daily Living (ADLs).

For providers that operate in both sectors — whether intentionally or because their participant demographics span both age groups — understanding these differences is not optional. Each regulator audits against its own standards, and using the wrong documentation framework will be identified as a non-conformity.


Regulatory Bodies Compared

Although both Commissions share the goal of protecting vulnerable Australians, they operate under different legislation, with different powers, different reporting requirements, and different enforcement tools.

Aspect NDIS Commission Aged Care Commission
Established 2018 (nationally from 1 July 2020) 2019 (replacing the Australian Aged Care Quality Agency)
Governing legislation NDIS Act 2013, NDIS Rules Aged Care Act 1997, Aged Care Act 2024
Quality framework NDIS Practice Standards (Core Module + supplementary modules) Aged Care Quality Standards (8 standards, reformed under new Act)
Registration Provider registration with audit (verification or certification) Approved provider status with quality assessment
Incident reporting Reportable incidents within 24 hours (5 days for full report) Serious Incident Response Scheme (SIRS) — within 24 hours
Worker screening NDIS Worker Screening Check National Police Check (minimum); aged care worker screening under development
Code of Conduct NDIS Code of Conduct (Section 73V, NDIS Act) Code of Conduct for Aged Care (from 1 December 2022)
Complaints NDIS Commission complaints process Aged Care Commission complaints resolution
Enforcement powers Compliance notices, banning orders, registration conditions/suspension/revocation Sanctions, notices to agree, revocation of approved provider status

The key takeaway for dual-registered providers: you are accountable to two separate regulators with two separate complaints processes, two separate incident reporting systems, and two separate audit pathways. Your documentation must satisfy both.


Practice Standards and Quality Standards

NDIS Practice Standards

The NDIS Practice Standards are organised into a Core Module (which all registered providers must meet) and several supplementary modules that apply depending on the registration groups held. The Core Module covers:

Supplementary modules include the SIL/SDA Module, High Intensity Daily Activities Module, Behaviour Support Module, Specialist Disability Accommodation Module, and others. Each module adds specific documentation requirements on top of the Core Module.

Aged Care Quality Standards

The Aged Care Quality Standards (as reformed under the Aged Care Act 2024) are structured differently. The previous 8 standards are being consolidated and strengthened, with a greater emphasis on:

The critical difference in documentation terms: aged care standards place significantly more emphasis on clinical governance and clinical documentation (nursing assessments, care plans reviewed by registered nurses, medication charts, clinical handover). NDIS documentation, while it must be safe and competent, is more focused on participant goals, choice, and control.


Progress Note Requirements

This is where the documentation differences become most visible at the front-line level — the daily notes that support workers and care staff write every shift.

NDIS progress notes

NDIS progress notes must:

Common NDIS note formats include SOAP (Subjective, Objective, Assessment, Plan), DAP (Data, Assessment, Plan), and goal-linked narrative notes. The emphasis is on demonstrating that supports are purposeful, goal-directed, and participant-led.

Our free NDIS Notes Rewriter helps support workers convert rough shift notes into compliant, goal-linked progress notes in seconds — supporting SOAP, DAP, and standard formats.

Aged care progress notes

Aged care progress notes have a different emphasis:

Aged care notes are typically more clinical in nature and often require registered nurse review and sign-off, particularly for clinical observations. The documentation feeds into the AN-ACC funding model, which ties subsidy levels to assessed care needs.

Side-by-side comparison

Element NDIS Progress Notes Aged Care Progress Notes
Primary focus Goal progress and participant outcomes Clinical observations and care needs
Goal linking Required — must reference NDIS plan goals Linked to care plan goals, but less prescriptive
Clinical detail Minimal unless clinically relevant to the support Extensive — vitals, medications, clinical assessments
Language Person-first, strengths-based, objective Clinical, observational, medical terminology accepted
RN review Not generally required (unless high intensity supports) Required for clinical notes and care plan reviews
Frequency Every shift or support session Every shift (residential); per visit (home care)
Common formats SOAP, DAP, goal-linked narrative SOAP, narrative clinical notes, ADL checklists

Incident Management and Reporting

Both systems require incident reporting, but the definitions, categories, and reporting pathways differ substantially.

NDIS reportable incidents

Under the NDIS (Incident Management and Reportable Incidents) Rules 2018, registered NDIS providers must report the following to the NDIS Commission within 24 hours:

A full written report (the "5-day report") must follow within 5 business days, and a final report is due within 60 business days.

Aged care serious incidents (SIRS)

The Serious Incident Response Scheme (SIRS) requires aged care providers to report serious incidents to the Aged Care Commission within 24 hours. The SIRS framework covers:

While there is significant overlap in the types of incidents, the reporting forms, portals, and processes are entirely separate. A dual-registered provider that experiences an incident involving an NDIS participant must report to the NDIS Commission. An incident involving an aged care consumer must be reported to the Aged Care Commission. If an incident involves both (e.g., in a shared living environment), it may need to be reported to both.

Dual Reporting Warning

If you are a dual-registered provider, ensure your incident management policy clearly identifies which regulator to report to based on the affected person's status (NDIS participant vs aged care consumer). Failing to report to the correct body — or failing to report to both when required — can result in enforcement action from either or both Commissions.


Funding Models and Claiming

The funding models underpinning each system directly affect what documentation is required to support claims and justify service delivery.

NDIS funding

NDIS funding is individualised. Each participant has an NDIS plan with a set budget allocated across support categories. Providers claim against the participant's plan at rates governed by the NDIS Pricing Arrangements and Price Limits (commonly called the NDIS Price Guide). Key documentation requirements for claiming:

Incorrect or unsupported claims can trigger payment recovery (clawback) by the NDIA, plus potential referral to the NDIS Commission for fraud investigation.

Aged care funding

Aged care funding operates differently depending on the setting:

The documentation burden for aged care claiming is generally more focused on clinical assessments and care plans that justify the care classification, whereas NDIS documentation focuses on demonstrating that claimed supports were delivered and linked to plan goals.


Policy and Procedure Requirements

Both systems require comprehensive policies and procedures, but the specific topics and depth differ.

Policies required for both systems

NDIS-specific policy requirements

Aged care-specific policy requirements

For dual-registered providers, the challenge is ensuring that overlapping policies (such as incident management) address the requirements of both regulatory frameworks — or maintaining separate policy suites for each system.

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Obligations for Dual-Registered Providers

If your organisation is registered with both the NDIS Commission and the Aged Care Commission, you face a unique set of compliance challenges. Here is what you need to understand:

Separate audits

You will undergo separate audit processes for each system. Your NDIS audit (verification or certification, depending on your registration groups) is conducted by an NDIS Approved Quality Auditor against the NDIS Practice Standards. Your aged care quality assessment is conducted by the Aged Care Quality and Safety Commission against the Aged Care Quality Standards. These are entirely separate processes with separate timelines, separate reports, and separate outcomes.

Separate incident reporting

As discussed above, you must report incidents to the correct Commission based on whether the affected person is an NDIS participant or an aged care consumer. Your incident management policy must clearly articulate both reporting pathways and train staff to identify which applies in each situation.

Separate complaints processes

Complaints from NDIS participants go through the NDIS Commission complaints process. Complaints from aged care consumers go through the Aged Care Commission complaints process. Your complaints policy and staff training must cover both pathways.

Worker screening

Workers who deliver NDIS supports must hold a valid NDIS Worker Screening Check. Workers in aged care currently require a National Police Check as a minimum, with enhanced screening requirements being progressively introduced. If a worker delivers supports under both systems, they need to meet the screening requirements for both.

Financial and claiming separation

NDIS funding and aged care funding must be kept separate in your financial records. You cannot claim aged care subsidies for supports delivered under an NDIS plan, or vice versa. Your financial management policy must address this separation clearly, and your claiming processes must ensure no cross-subsidisation occurs.


The Age 65 Interface

One of the most complex areas for providers is the interface between the NDIS and aged care at age 65.

Current rules

Implications for providers

If you support NDIS participants approaching 65, you should:


Practical Tips for Getting Documentation Right

Whether you are dual-registered or simply want to understand how the two systems compare, here are practical steps to ensure your documentation meets requirements:

For your NDIS documentation specifically, our free NDIS Notes Rewriter ensures your progress notes meet NDIS Commission expectations — with goal linking, objective language, and compliant formatting built in. Pair it with your NDIS policy documentation for complete audit readiness.

Important: This article provides general guidance about NDIS and aged care documentation requirements. It is not legal or professional advice. Requirements may change as the NDIS Commission and Aged Care Quality and Safety Commission update their policies and standards. Always verify current requirements with the NDIS Quality and Safeguards Commission and the Aged Care Quality and Safety Commission before making compliance decisions.