Overview: Two Systems, Two Regulators
Australia's disability and aged care sectors are governed by entirely separate legislative frameworks, regulatory bodies, and quality standards. While there are philosophical similarities — both aim to deliver safe, high-quality, person-centred care — the practical documentation requirements differ in significant ways.
The National Disability Insurance Scheme (NDIS) is governed by the NDIS Act 2013 and regulated by the NDIS Quality and Safeguards Commission. It funds individualised supports for people under 65 (at the time of access) with permanent and significant disability. Documentation in the NDIS centres on participant choice, control, and goal-linked outcomes.
The aged care system is governed by the Aged Care Act 1997 (with the new Aged Care Act 2024 progressively taking effect) and regulated by the Aged Care Quality and Safety Commission. It provides supports and services for older Australians, with a stronger emphasis on clinical care, medical management, and daily living assistance. Documentation focuses on assessed care needs, clinical observations, and Activities of Daily Living (ADLs).
For providers that operate in both sectors — whether intentionally or because their participant demographics span both age groups — understanding these differences is not optional. Each regulator audits against its own standards, and using the wrong documentation framework will be identified as a non-conformity.
Regulatory Bodies Compared
Although both Commissions share the goal of protecting vulnerable Australians, they operate under different legislation, with different powers, different reporting requirements, and different enforcement tools.
| Aspect | NDIS Commission | Aged Care Commission |
|---|---|---|
| Established | 2018 (nationally from 1 July 2020) | 2019 (replacing the Australian Aged Care Quality Agency) |
| Governing legislation | NDIS Act 2013, NDIS Rules | Aged Care Act 1997, Aged Care Act 2024 |
| Quality framework | NDIS Practice Standards (Core Module + supplementary modules) | Aged Care Quality Standards (8 standards, reformed under new Act) |
| Registration | Provider registration with audit (verification or certification) | Approved provider status with quality assessment |
| Incident reporting | Reportable incidents within 24 hours (5 days for full report) | Serious Incident Response Scheme (SIRS) — within 24 hours |
| Worker screening | NDIS Worker Screening Check | National Police Check (minimum); aged care worker screening under development |
| Code of Conduct | NDIS Code of Conduct (Section 73V, NDIS Act) | Code of Conduct for Aged Care (from 1 December 2022) |
| Complaints | NDIS Commission complaints process | Aged Care Commission complaints resolution |
| Enforcement powers | Compliance notices, banning orders, registration conditions/suspension/revocation | Sanctions, notices to agree, revocation of approved provider status |
The key takeaway for dual-registered providers: you are accountable to two separate regulators with two separate complaints processes, two separate incident reporting systems, and two separate audit pathways. Your documentation must satisfy both.
Practice Standards and Quality Standards
NDIS Practice Standards
The NDIS Practice Standards are organised into a Core Module (which all registered providers must meet) and several supplementary modules that apply depending on the registration groups held. The Core Module covers:
- Rights and responsibilities of participants (Outcome Group 1) — person-centred supports, cultural safety, privacy, independence, informed choice, safeguarding
- Provider governance and operational management (Outcome Group 2) — governance, risk management, quality management, information management, financial management, human resources
- Provision of supports (Outcome Group 3) — access, support planning, service agreements, transitions
- Support provision environment (Outcome Group 4) — safe environment, participant money and property, medication management, infection control
Supplementary modules include the SIL/SDA Module, High Intensity Daily Activities Module, Behaviour Support Module, Specialist Disability Accommodation Module, and others. Each module adds specific documentation requirements on top of the Core Module.
Aged Care Quality Standards
The Aged Care Quality Standards (as reformed under the Aged Care Act 2024) are structured differently. The previous 8 standards are being consolidated and strengthened, with a greater emphasis on:
- Consumer dignity and choice
- Ongoing assessment and planning with consumers
- Personal care and clinical care — including medication management, wound care, continence management, nutrition, and end-of-life care
- Services and supports for daily living
- Organisation's service environment
- Feedback and complaints
- Human resources
- Organisational governance
The critical difference in documentation terms: aged care standards place significantly more emphasis on clinical governance and clinical documentation (nursing assessments, care plans reviewed by registered nurses, medication charts, clinical handover). NDIS documentation, while it must be safe and competent, is more focused on participant goals, choice, and control.
Progress Note Requirements
This is where the documentation differences become most visible at the front-line level — the daily notes that support workers and care staff write every shift.
NDIS progress notes
NDIS progress notes must:
- Link to NDIS plan goals — every note should reference which plan goal the support relates to
- Describe what happened during the support — activities, interactions, supports provided
- Document participant response and engagement — how did the participant respond? Were they engaged, resistant, interested?
- Note progress toward goals — is the participant making progress? Maintaining skills? Declining?
- Record participant choices and decisions — reflecting the participant's self-determination
- Use objective, respectful, strengths-based language — no subjective judgements, no clinical jargon unless relevant, person-first language
- Include date, time, duration, and worker name
Common NDIS note formats include SOAP (Subjective, Objective, Assessment, Plan), DAP (Data, Assessment, Plan), and goal-linked narrative notes. The emphasis is on demonstrating that supports are purposeful, goal-directed, and participant-led.
Our free NDIS Notes Rewriter helps support workers convert rough shift notes into compliant, goal-linked progress notes in seconds — supporting SOAP, DAP, and standard formats.
Aged care progress notes
Aged care progress notes have a different emphasis:
- Clinical observations — vital signs, skin integrity, wound status, continence, pain levels, appetite, fluid intake
- Activities of Daily Living (ADLs) — mobility, personal hygiene, dressing, eating, toileting
- Medication administration — what was given, when, route, any adverse reactions
- Behavioural observations — mood, cognition, sleep patterns, social engagement
- Falls and incidents — detailed clinical documentation of any falls, injuries, or near misses
- Care plan compliance — was the care delivered as per the care plan?
- Communication with family and health professionals — GP visits, specialist referrals, family updates
Aged care notes are typically more clinical in nature and often require registered nurse review and sign-off, particularly for clinical observations. The documentation feeds into the AN-ACC funding model, which ties subsidy levels to assessed care needs.
Side-by-side comparison
| Element | NDIS Progress Notes | Aged Care Progress Notes |
|---|---|---|
| Primary focus | Goal progress and participant outcomes | Clinical observations and care needs |
| Goal linking | Required — must reference NDIS plan goals | Linked to care plan goals, but less prescriptive |
| Clinical detail | Minimal unless clinically relevant to the support | Extensive — vitals, medications, clinical assessments |
| Language | Person-first, strengths-based, objective | Clinical, observational, medical terminology accepted |
| RN review | Not generally required (unless high intensity supports) | Required for clinical notes and care plan reviews |
| Frequency | Every shift or support session | Every shift (residential); per visit (home care) |
| Common formats | SOAP, DAP, goal-linked narrative | SOAP, narrative clinical notes, ADL checklists |
Incident Management and Reporting
Both systems require incident reporting, but the definitions, categories, and reporting pathways differ substantially.
NDIS reportable incidents
Under the NDIS (Incident Management and Reportable Incidents) Rules 2018, registered NDIS providers must report the following to the NDIS Commission within 24 hours:
- Death of a participant
- Serious injury of a participant
- Abuse or neglect of a participant
- Sexual misconduct involving a participant
- Unlawful physical contact or assault of a participant
- Unauthorised use of a restrictive practice
A full written report (the "5-day report") must follow within 5 business days, and a final report is due within 60 business days.
Aged care serious incidents (SIRS)
The Serious Incident Response Scheme (SIRS) requires aged care providers to report serious incidents to the Aged Care Commission within 24 hours. The SIRS framework covers:
- Unreasonable use of force
- Unlawful sexual contact or inappropriate sexual conduct
- Psychological or emotional abuse
- Unexpected death
- Stealing or financial coercion by a staff member
- Neglect
- Inappropriate use of restrictive practices
- Missing consumers (unexplained absence)
While there is significant overlap in the types of incidents, the reporting forms, portals, and processes are entirely separate. A dual-registered provider that experiences an incident involving an NDIS participant must report to the NDIS Commission. An incident involving an aged care consumer must be reported to the Aged Care Commission. If an incident involves both (e.g., in a shared living environment), it may need to be reported to both.
If you are a dual-registered provider, ensure your incident management policy clearly identifies which regulator to report to based on the affected person's status (NDIS participant vs aged care consumer). Failing to report to the correct body — or failing to report to both when required — can result in enforcement action from either or both Commissions.
Funding Models and Claiming
The funding models underpinning each system directly affect what documentation is required to support claims and justify service delivery.
NDIS funding
NDIS funding is individualised. Each participant has an NDIS plan with a set budget allocated across support categories. Providers claim against the participant's plan at rates governed by the NDIS Pricing Arrangements and Price Limits (commonly called the NDIS Price Guide). Key documentation requirements for claiming:
- Service agreements signed by the participant (or their nominee)
- Service bookings in the NDIS portal (for NDIA-managed participants)
- Shift records and progress notes demonstrating the support was delivered as claimed
- Claims submitted through the myplace provider portal (NDIA-managed) or invoiced to plan managers
- Compliance with line item descriptions, pricing caps, and cancellation terms
Incorrect or unsupported claims can trigger payment recovery (clawback) by the NDIA, plus potential referral to the NDIS Commission for fraud investigation.
Aged care funding
Aged care funding operates differently depending on the setting:
- Residential aged care uses the Australian National Aged Care Classification (AN-ACC) model. Facilities receive a daily subsidy per resident based on an independent assessment of care needs (conducted by an external assessor, not the facility). The subsidy has three components: a base care tariff, an assessed needs component, and a fixed facility component. Documentation must support the assessed care classification.
- Home care packages use a consumer-directed care (CDC) model with four package levels. Providers receive a set amount per package level and manage the budget in consultation with the consumer. Monthly statements and individualised budgets are required.
- Commonwealth Home Support Programme (CHSP) provides block-funded entry-level support. Reporting is to the Commonwealth, with service activity data submitted through the Data Exchange (DEX) platform.
The documentation burden for aged care claiming is generally more focused on clinical assessments and care plans that justify the care classification, whereas NDIS documentation focuses on demonstrating that claimed supports were delivered and linked to plan goals.
Policy and Procedure Requirements
Both systems require comprehensive policies and procedures, but the specific topics and depth differ.
Policies required for both systems
- Incident management
- Complaints and feedback
- Privacy and confidentiality
- Risk management
- Human resource management (including worker screening)
- Infection prevention and control
- Work health and safety
- Governance and organisational management
- Medication management
- Safeguarding and abuse prevention
NDIS-specific policy requirements
- Person-centred supports policy — reflecting participant choice and control
- Independence and informed choice policy
- Restrictive practices policy — particularly critical for SIL providers
- Participant money and property policy
- Transition of supports policy
- Cultural safety policy
Aged care-specific policy requirements
- Clinical governance framework — including clinical care documentation, nursing assessments, and clinical handover protocols
- Palliative care and end-of-life policy
- Nutrition and hydration policy
- Wound management policy
- Continence management policy
- Restraint-free policy (residential aged care) — note that the terminology and legislative framework differ from NDIS restrictive practices
- Open disclosure policy
For dual-registered providers, the challenge is ensuring that overlapping policies (such as incident management) address the requirements of both regulatory frameworks — or maintaining separate policy suites for each system.
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If your organisation is registered with both the NDIS Commission and the Aged Care Commission, you face a unique set of compliance challenges. Here is what you need to understand:
Separate audits
You will undergo separate audit processes for each system. Your NDIS audit (verification or certification, depending on your registration groups) is conducted by an NDIS Approved Quality Auditor against the NDIS Practice Standards. Your aged care quality assessment is conducted by the Aged Care Quality and Safety Commission against the Aged Care Quality Standards. These are entirely separate processes with separate timelines, separate reports, and separate outcomes.
Separate incident reporting
As discussed above, you must report incidents to the correct Commission based on whether the affected person is an NDIS participant or an aged care consumer. Your incident management policy must clearly articulate both reporting pathways and train staff to identify which applies in each situation.
Separate complaints processes
Complaints from NDIS participants go through the NDIS Commission complaints process. Complaints from aged care consumers go through the Aged Care Commission complaints process. Your complaints policy and staff training must cover both pathways.
Worker screening
Workers who deliver NDIS supports must hold a valid NDIS Worker Screening Check. Workers in aged care currently require a National Police Check as a minimum, with enhanced screening requirements being progressively introduced. If a worker delivers supports under both systems, they need to meet the screening requirements for both.
Financial and claiming separation
NDIS funding and aged care funding must be kept separate in your financial records. You cannot claim aged care subsidies for supports delivered under an NDIS plan, or vice versa. Your financial management policy must address this separation clearly, and your claiming processes must ensure no cross-subsidisation occurs.
The Age 65 Interface
One of the most complex areas for providers is the interface between the NDIS and aged care at age 65.
Current rules
- A person cannot enter the NDIS if they are already 65 or older at the time of their access request. They would access supports through the aged care system.
- A person who is already an NDIS participant before turning 65 can choose to remain in the NDIS. Their plan continues, and they can continue to receive NDIS-funded supports.
- However, if a person over 65 needs aged care-type supports (such as residential aged care), the interface between the two systems becomes complex. Some supports may be funded by the NDIS, others by the aged care system, and the boundaries are not always clear.
Implications for providers
If you support NDIS participants approaching 65, you should:
- Discuss their options well before they turn 65 — will they remain in the NDIS or transition to aged care?
- Understand that their NDIS plan will continue if they choose to stay, but plan reviews may consider whether some supports are more appropriately funded through aged care
- Document transition planning in their support plan if they decide to move to aged care
- Be aware that the interface rules may change as the NDIS reforms progress — the 2023 NDIS Review recommended simplifying this interface
Practical Tips for Getting Documentation Right
Whether you are dual-registered or simply want to understand how the two systems compare, here are practical steps to ensure your documentation meets requirements:
- Use separate progress note templates for NDIS and aged care — do not try to use one template for both
- Train staff on which documentation system applies to each participant or consumer they support
- Map your policies explicitly to the relevant standards (NDIS Practice Standards for NDIS; Aged Care Quality Standards for aged care)
- Maintain separate incident registers and reporting pathways for each regulator
- Ensure your complaints policy clearly identifies the correct Commission for each complaint type
- Keep NDIS and aged care financial records separate to prevent cross-subsidisation
- Brief your audit team on the differences before each audit — do not assume auditors from one system understand the other
- Use technology where possible to enforce the right template and workflow for each participant type
For your NDIS documentation specifically, our free NDIS Notes Rewriter ensures your progress notes meet NDIS Commission expectations — with goal linking, objective language, and compliant formatting built in. Pair it with your NDIS policy documentation for complete audit readiness.
Important: This article provides general guidance about NDIS and aged care documentation requirements. It is not legal or professional advice. Requirements may change as the NDIS Commission and Aged Care Quality and Safety Commission update their policies and standards. Always verify current requirements with the NDIS Quality and Safeguards Commission and the Aged Care Quality and Safety Commission before making compliance decisions.